Science, Spirit and the Soul
by Arthur M. Young (1985)
Intention
Current
science is extremely bold when it comes to saying what happened
nanoseconds after the Big Bang. It has invented some one hundred
particles that haven't been observed to explain some 32 that have been
observed, most for a brief lifetime of less than a billionth of a
second. But science doesn't explain consciousness. It doesn't explain
extrasensory perception. It doesn't explain life; and its explanation
of evolution is far from satisfactory.
And
if it be excused from these difficult questions on the grounds that
they are not the business of science, it still can be charged not only
with neglecting an important subject, but with intimidating witnesses
who would like to testify.
We
cannot, in this day and age, get along without science. That is
because science, which started humbly to deal with aspects of nature
that could be measured objectively, has contributed enormously to the
understanding of the subjects it has been instrumental in developing:
physics, chemistry, biology, mathematics, astronomy. In fact, it has
gained a momentum, a reputation, that leads the public to expect it to
do what was not in its original purview. Even scientists themselves
have become so enamored of the techniques and formulations successful
with inert bodies that they do not hesitate to apply those techniques to
areas where they are not appropriate.
Those
who wish to explore the new land -- consciousness, life, etc. -- may
conclude that science has no place in such a quest, which would involve
what Francis Bacon called primary causes. But that answer would be too
simple. Currently there are difficulties at the frontier of physics
that indicate that all is not well at the foundations of science itself.
Problems such as the effect of the observer on what is observed, the
breakdown of the principle of locality in the Einstein-Podolsky-Rosen
experiment, and the virtual (unobservable) nature of the photon, all
call for a better understanding of basic assumptions that might involve
consciousness. Science has inadvertently stumbled into the terra incognita of primary causes.
These
in-house problems, which threaten the rationality of science, make most
scientists even more touchy and defensive when it comes to giving
credence to what is regarded as witchcraft and superstition. Findings
there are aplenty: extrasensory perception, distant viewing, near-death
experiences, precognitive dreams, metal bending, etc. But these are
cold winds to science, which responds by buttoning up its coat and
refusing to stick its neck out.
Clearly,
the purpose of science and of consciousness research and exploration
should be one and the same, and the difficulties that they share could
lead to a constructive partnership. But at this writing, there is no
platform for a common debate, much less agreement as to how to carry out
such a program. Any synthesis of science and consciousness research
that has occurred has been done by individuals, each after their own
fashion and in their own subjective terms. Such individual solutions do
not furnish a language for communication or a formalism on which to
build.
In
the absence of such a formalism, even if we were able to reach an
agreement that the many different world views that exist or have existed
-- polytheism, monotheism, science, witchcraft, astrology, and so on --
were each valid in their own way, we would still be unable to join
forces in the quest for answers to the great problem: "Why are we here
and what is man?"
The
momentum of the scientific endeavor leads most scientists to dismiss
these as improper questions. Other scientists might answer by
expression of their religious views, in which case I would have to be
content. But how can they be content, since they are serving two
masters? That is the dilemma of the scientist, and it is shared by most
of us. We have come to rest our faith on science, and on these
questions science has no answers. That, I think, is the neurosis of the
West and of the modern world.
Not
to press this as an accusation, but to use it as a clue, let me go a
step further, to point out that evidence for that faith in science comes
just as much from the nonscientist camp. Those interested in
consciousness talk about psychic "energy," "vibrations," and even
consciousness or instinct as a "field." Not only is this borrowing
scientific terminology for improper usage, and hence not helpful for
enlisting the interest of science, but it is also misleading to
nonscientists.
I
have always had great respect for the precise language of science, but I
do not feel science as it is generally understood is appropriate as a
basis for an intelligent approach to problems such as the nature of
extrasensory perception and life after death. When I first began to
investigate those questions in the late 1940s, I though that perhaps we
should start all over, begin with a clean slate and reconstruct our
picture of the world. It did not then occur to me that the doctrine of
an exclusively objective universe was not only mistaken, but was a wrong
interpretation by science of its own findings.
My
first approach was to seek some unrecognized energy to explain
extrasensory perception, and I attended to what theories there were in
the field. Wilhelm Reich had his orgone energy; Oscar Brunler had his
bioelectric field; Karl von Reichenbach his odic force. There were
quite a variety of types of energy that under scrutiny were defined
differently and could not be confirmed.
Then
I realized that in most cases where psychic "powers" were utilized --
healing, influencing plant growth, dowsing, etc. -- regardless of the
energy involved, the intention of the operator was a critical
factor. For instance, in radionics, a system of "psychic therapy"
involving instruments and dials, I found it didn't matter whether the
machine was plugged in, as long as the operator thought it was. So I
called this the operator factor. On the supposition that there
must be something in science that anticipated this discovery, I began to
look for a correlate to this "intention," this purpose.
The
basic vocabulary of science is the measure formulas of physics, which
reduce everything to mass, length, and time. Clearly, it would be too
simple to identify intention with any of those three parameters alone.
Of the six measure formulas containing all three, however, one was
promising, and that was the formula for action, ML²/T. Other formulas,
such as those for energy and force, are well recognized in science, but
action, particularly action at a distance, while recognized, has always
been one of its greatest enigmas. We can understand or at least accept
as plausible the fact that when a moving body collides with a body at
rest, the motion of the first is transferred to the second; in that case
there is the mass to carry the energy. But light, the carrier of
action, has no rest mass; it conveys energy and leaves no residue. Like
the arrow in the symbolism of the archer, it acts to reach a distant
goal.
The
importance of action emerged when Max Planck discovered that action
comes in wholes. That was the discovery that led to quantum theory, a
major revolution in physics. These wholes are photons (light), or
quanta of action. The unit of action, the product of energy times time,
is always the same. The energy may be very small, or it might be very
large, but the associated time, which for the photon is its period, is
inversely proportional to the energy. It is very short for a photon of
high energy, roughly 10-22 seconds for a
photon with enough energy to create a proton, and proportionally long
for a very low-energy photon, roughly 1/10 second for a wavelength close
to the circumference of the earth.
Why
should light come in wholes? The atomic theory, first enunciated by
Democritus, stated that matter comes in wholes, which he called atoms,
meaning indivisible units. But it turned out that what he called atoms
could be divided or reduced to protons and electrons. These, the only
permanent material particles, are in one respect more deserving of the
name atoms because they are more fundamental than what we call atoms
(hydrogen, oxygen, carbon, etc.). Atoms are the smallest units into
which matter can be divided and still keep its identity. Protons and
electrons have no identity, and are not truly separate; they are linked
by an enormous force, 1039 times gravity.
However,
having come this far, we could ask: What is most fundamental? While
proton and electron are more fundamental than atoms, they are still a
duality, or more correctly a quadruplicity, because their creation
involves antiparticles, antiproton and positron, in which the charges
are reversed.
What's
that again? Their creation? Yes, and the fact that they are created
implies what is yet more fundamental: that which creates them. And
that, it turns out, is the photon, or quantum of action. Material
particles created from action, from pure action! Incredible, yet there
it is, a finding from material science. If that isn't a surprise ending
to the "whodunit" of science, I don't know what is.
Let's
put this together. Of all the things that science deals with, things
that can be cut up in pieces, measured, weighed, located, there is one
"no thing" that cannot be located, measured, weighed, cannot even be
seen without being annihilated, a no thing that is not in space or time.
That is action. It comes only in wholes. What does that mean? It
means the same as with a human action or decision; you cannot jump out
of bed 1.4142 times or decide to get married 3.9 times.
This
is an unexpected confirmation that we are on the right track. In
looking for the scientific equivalent to purpose, we find that action,
which comes in wholes, is the one thing that cannot be divided or
measured. That is ontologically satisfactory, because it is only from
such a whole that things can begin.
But
there is another aspect of the quantum of action that confirms its
correlation to purpose or intention. That is uncertainty, and it is
difficult to conceptualize. It was Werner Heisenberg who, in 1925, 25
years after the quantum of action was discovered, realized that when we
try to locate an electron we must throw light on it, and that disturbs
either its position or its momentum. If we use short-wave light to get
the position accurately, the large energy of the light disturbs the
velocity; if we use long-wave light of low energy we get a less accurate
estimate of position. The product of these two inaccuracies or errors
is a unit of uncertainty, and this unit has the same formulation, MV
times L, as Planck's quantum of action.
Take
your time to consider this enigma; it took science quite a while to get
used to it. But save some time for going the next step: to realize
that this uncertainty, which is the inability of the observer to predict
what is going to happen, is the freedom of what is observed to initiate
a new action. Thus the uncertainty of the quantum of action is, or if
you prefer, allows, purpose. It is analogous to the blank line on a check where you write in the amount.
Here
we must answer the criticism of biologists and philosophers such as
C.H. Waddington and Ernst Cassirer, who have insisted that the amount of
energy in the quantum of energy is "too small to lift your little
finger." This criticism is a failure to appreciate that all design
engineering is based on the use of trigger energy. A machine would be
useless if it took as much energy to control as the machine itself
provides. That trigger energy can be made arbitrarily small, as in the
case of the photoelectric cell that opens the supermarket door.
All
living organisms are elaborate hierarchies: muscles controlled by
nerves; nerves by chemical bonds; chemical bonds by photons, quanta of
action. The principle of trigger energy thus removes the objection that
the energy involved in the uncertainty principle is too small to
account for free will. As we shall see, the small energy, with its long
period, is a necessary condition for the life process to begin.
To
review, then, intention is of major import in psychic phenomena.
Further, intention can be correlated with the quantum of action. The
uncertainty of the quantum of action confirms that correlation, because
one's freedom of decision cannot be predicted by an observer.
The
rest of the story falls into place almost of itself. Not only is the
quantum of action in the form of photons responsible for all atomic and
molecular interaction and for the very creation of material particles,
it is responsible for the purposive thrust of evolution, the continuity
without which the universe would be a mere subsiding agitation of
billiard balls.
A Model for Consciousness
I have elsewhere shown (in The Reflexive Universe)
that since the quantum of action is an oscillation or rotation at a
certain frequency, we can view each cycle of that rotation as a cycle of
action that goes through different phases. Note that this emphasis
differs from the usual treatment of light as electromagnetic frequency
or wavelength. The frequency, or cycles per second, is a property or
quantity that can be measured and is extrinsic, whereas the position in
the cycle is essentially qualitative, indeterminate, and intrinsic.
Were we to think only in terms of frequency, we would have no more
reason for associating electromagnetism with consciousness than we would
have for associating billiard balls with consciousness, and we could
retain the view that all matter is mechanical or electrical and has no
relation to consciousness.
But
what is consciousness? Obviously it is not a thing. Bertrand Russell
said that the class of elephants was not an elephant. In somewhat the
same sense, the consciousness of a thing is not a thing, that is, an
object in space-time. In fact, one could say that consciousness is what
you have when you don't have something. For most actions consciousness
is not necessary. It is when intention is not followed automatically
by its fulfillment that consciousness ensues.
The
nature of consciousness becomes clear if we consider cyclings or
frequency, as distinct from positions in the cycle. In the case of
sound, the note middle C is about 500 cycles per second (cps). If we
lower the frequency about five octaves, we can still hear a frequency of
16 cps, about the lowest we can hear as a tone. A still lower
frequency becomes a rattle. Imagine the frequency so low that we could
watch the violin string moving from one extreme to another. Now imagine
that our life spans were shorter than the period of the string. We
might see the string beginning as a straight line, get more and more
bent, and not know how far it will go, much as we watch the stock market
go up and wonder when to sell. At some point it would stop going up
and begin to fall. Only after a half-cycle could we begin to form some
consciousness of the cyclic behavior of stocks, during which time we
might have lost our savings, committed suicide, or even doubled our
investment.
This
uncertainty is involved in any cycle that is longer than a person's
comprehension, and constitutes the part of life that takes our
attention. It is these longer cycles that are of concern, that occupy
our consciousness. Shorter, repeating cycles become objects of
consciousness, and we don't worry about them. As with sound, the
repeating cycle is heard as a single note. Thus each day has its dawn,
its noon, and its nightfall; we don't worry about the day ending because
there will be a new day tomorrow. Repetition makes it possible to
define limits and hence turn unknowns into knowns, freeing consciousness
for new problems.
It
is the same throughout nature. The high frequencies characteristic of
atoms absorbing and radiating photons in a gas are subsumed by lower
frequencies corresponding to the binding energy of molecules, and these
in turn by still lower frequencies characteristic of cells and
multicellular organisms. There is thus a hierarchy of frequencies, with
the lower frequencies, or longer periods, controlling the higher.
Planck
established that energy times time is an invariant, Planck's constant,
h. Thus a longer time is associated with lower energy. Evolution
proceeds by a degradation of energy from nuclear particles, with an
energy of one billion electron volts, through atoms and on to organic
molecules with about 1/25 of an electron volt, the energy of a particle
in the temperature range that can support life. The organic molecules
responsible for life processes such as metabolism thus are associated
with units of action that have very low energy. These quanta constitute
a bath of free energy upon which the vital energy can draw.
But why should life begin only after
this enormous reduction of energy has occurred? The answer is that the
lower energy is the price paid to get more time. That which has the
longer time cycle can control cycles shorter than its own. At the
molecular level, this makes it possible for the vital energy to avail
itself of a wide range of materials for the initiation and direction of
the life process.
This
becomes apparent if we think of a cycle of action as a learning cycle.
The learning cycle has four phases. It begins with (1) a spontaneous
or unconscious action, such as a child reaching out and touching a hot
stove. The pain causes (2) immediate withdrawal, or unconscious
reaction, followed by (3) an awareness that the stove caused pain, a
conscious reaction, followed by (4) future avoidance of hot stoves, a
conscious action¸or control. Thus the child learns. If the experience
is not learned, the cycle repeats until it is, after which the child
moves to a higher level involving more complex or longer-term cycles,
always incorporating what he or she has learned and building a hierarchy
of automatic reactions controlled by the brain.
Consciousness
is always at the leading edge of that growth process, always pressing
on. This lays the basis for higher consciousness. There is a
consciousness appropriate for each level of interaction, from that of
nuclear particles to that of the higher organisms, and there is no
reason to suppose that it stops there.
It
is important to point out that the learning cycle includes
consciousness and action. No matter how expert we become, we still have
something to learn, and that learning or consciousness comes only after
an exploratory action has exposed some error. We can then rectify the
action and get on with it. The physicist may not be good at philosophy,
but he or she can at least make mistakes and possibly learn from them.
The philosopher has no way to recognize whether a mistake has been
made. The vocabulary of science has shown us that intention has a
proper place in the formalism of physics, and by emphasizing the cycle
of action it becomes possible to obtain a model for the growth of
consciousness, and with it the evolution of life.
Soul
Our
correlation of intention and consciousness with light, it is important
to add, was not a correlation with electromagnetism, which is a theory
of light. Nor was it even a correlation with the photon as currently
thought of as a particle, but with the cycle of action, which is
implicit in both theories but emphasized in neither.
If
we are to say that consciousness is x, there must be something known
about consciousness and something known about x that, when equated,
cause more to be known about both. Thus to say that consciousness is a
different dimension is meaningless. To say that it is light may be
intuitively gratifying, but is still only a metaphor. But to find from
science that the "vibration" of light is a rotation, a cycle of action
that goes through opposing phases, makes the equation of the cycle of
action with the learning cycle not only meaningful but regenerative, in
that it causes the interpenetration of one discipline by another.
But
that equation is not enough. Perhaps the most difficult part still
remains. How does this view of consciousness apply to the question of
the continuity of the soul? The correlation just made enables us to see
the following:
First,
behind the things, molecules, cells, organs, etc., there is some agent
that changes the state of molecules, cells, organs, etc. Secondly, that
agent is light, the photon or quantum of energy, which conveys a very
small amount of energy that can trigger specific reactions and control
their timing. Thirdly, longer-period quanta can control shorter-period
quanta, because being longer they can "comprehend" or subsume what is
shorter than their own period, and hence control the shorter-period and
greater-energy activities of their environment.
Fourthly,
degradation of energy, or descent into matter, which produces atoms and
then molecules, creates a great variety of molecular material with new
combinations forming and dissolving. These combinations are sensitive
to temperature. Finally, at this point the stage is set for life. The
quanta with the longer period can begin to sort energy, create order,
and build organisms. Something comparable to awareness has been present
all along, but awareness of cause and effect, which requires a longer
period than the cause to take effect, is only now possible.
Life so construed implies evolution, whose higher stages follow. This I discussed in The Reflexive Universe,
where I used the idea of the "great chain of being" to support the
continuity of a single evolving entity, progressing through increasingly
advanced stages of evolution.
The
learning cycle, which makes consciousness possible, stores the learning
of previous cycles in a memory bank that ceases to be conscious. Thus
we learn to spell, then to write, then to type, each stage, when it is
learned, becoming automatic and no longer conscious. But we still face
the problem of how a distillation of memory can carry over from one
lifetime to another through the successive stages of evolution, and for
that the soul is a necessary vehicle.
For
plants, the "soul memory" is not a factor. The learning cycle at that
stage has to do with how cells are manufactured and reproduced. That is
a function of deoxyribonucleic acid (DNA), the prototype blueprint that
replicates with each generation, and thus ensures continuity of form
within the vegetable kingdom. There is thus no "soul" of the plant to
survive; it is the pattern of the multicellular plant that survives in
the genetic legacy of the species.
In
animals the learning cycle produces a program of behavior that
survives, when it meets evolutionary requirements, as instinct, in the
"group soul" of the species. Instinct thus depends on memory, a program
of steps necessary to the successful solutions of problems. That is
different from DNA, which is a plan for manufacture, much as the
blueprint of an automobile differs from the experience and ability of
the driver. The growth and persistence of the group soul makes instinct
the evolving principle of the animal kingdom. There the individual
animals, like the multicellular plants, are temporal manifestations and
do not endure.
Humans
are different still. We use memory, but do not depend on it alone. We
can operate by reasoning from premises, which is to say we can
recognize laws and use them to increase our scope -- in other words, to
think for ourselves. Such thinking is not dictated by instinct, but is
acquired by personal effort, and the fruits of experience are stored in
each individual soul. Recognition is essentially a spiritual activity,
and it is spirit that moves and reforms the soul in humans.
That
makes it necessary to distinguish spirit from soul. Spirit is the
highest function. It manifests in intuition, purpose, the higher self,
and other ultimates. Soul is its first vehicle, its access to
experience, feelings, and values. Compulsive at first, it learns, with
intellect, to serve spirit. It is that principle of the
interpenetration of soul and spirit that keeps the light or
consciousness from evaporating after death. It is in the nature of
light to radiate, and without the soul to retain the values of
experience, it would be indeed the smile without the cat.
With
our limited understanding of ultimate reality, the correlation of
consciousness with light via the cycle of action doesn't explain the
after-death state. I once thought that since the photon was outside of
time there was no problem with its endurance, but it could be said that
because it is outside of time it does not endure.
In
any case the soul and the mind are necessary intermediate principles
between spirit, the active site of consciousness, and body. Note that
what endures is not mind in the sense of accumulated knowledge, that is,
intellect or ego consciousness. Forty years ago I asked the question,
"How does the soul grow?" The answer, if there is an answer, is that
its growth consists of increased competence and increased profundity and
sensitivity. That answer meets the objection that any other
modification would narrow its scope. Competence can narrow its focus on
some specialization, but it does so without the sacrifice of other
abilities. The question of the growth of the soul is of course very
important, and I will return to it.
The
problem of memory, which is essential to growth, may be even more
difficult than the problem of consciousness. Some assume that the
computer can store memory. What the computer in fact stores is
information that one can retrieve. But the kind of memory that concerns
us here draws on experience. It is memory of feeling, of evaluation.
It has its basis in emotion and cannot be conveyed by information except
insofar as the receiver is moved by the message. That soul language,
or mythos, is the basis of poetry, drama, and other arts, and it draws
on symbolism and metaphor, not information.
The
standard criticism of the computer is that it cannot feel. The
computer enthusiast doesn't put much stock in that objection; he or she
would say it is unimportant because feeling is not necessary, or can be
encoded. While that is not an answer, the only way to prove that it's
not an answer is to unplug the computer. Without a power source the
computer cannot function. The power source, unlike the soul, does not
evolve, but it does motivate the computer, and hence has for the
computer the same role that the soul has for the person or the animal:
it makes it go. So we can add motivation as another function of the
soul in addition to memory. Related, and necessary to both, is the
dimension of time, one definition being "that which promises to fulfill
one's expectations." That implies value, and hence attraction and
repulsion.
Illusion,
a feeling that something is real, is part of this syndrome, but not in
the limited and pejorative sense of delusion. Delusion is a mistaken
interpretation of reality, but illusion is a necessary ingredient for
motivation. If you were to see a movie as a succession of colored
photographs of Hollywood actors, without the illusion that makes it a
good story, you would not be getting your money's worth. Illusion is
maya in the Hindu tradition, the "cause of rebirth." For other reasons I
have used the word "binding" as descriptive of the soul function. We
have the term "spellbinding," which comes from the Anglo-Saxon speilen,
to tell a story.
In The Reflexive Universe,
I found that the most difficult part to discuss, let alone prove, was
the reality of the soul. Rather than introduce the notion of the soul
in the chapter on humans, where other difficult points were to come up, I
went into the issue in the chapter on the animal soul. That was where
it belonged, to be sure, because the principle that emerges with
animals, responsible for the animal power of mobility, is not so much
the animal body, a cellular organism like the plant, but the group soul
of a particular species. I mentioned Eugene Marais' work on termite
colonies, where he found that even if a glass plate were used to
separate a section of the colony from the queen, an injury to that
section would evoke responses from the entire colony. On the other
hand, if the queen were removed, the coordinated activity of the whole
colony broke down.
I
also mentioned a series of experiments in which William McDougall
trained successive generations of rats to go through a maze, and found
that the later generations learned faster. But then it was found that
rats in Australia, not descended from the trained rats, also learned
faster. It was some years later that I read Rupert Sheldrake's work A New Science of Life,
in which he devoted a chapter to McDougall's work on rats. Sheldrake
used the concept of a "morphogenetic field" to describe how the impress
of this learning is transmitted to other rats, but I prefer the idea of a
group soul as used by the theosophist Annie Besant. Instinct and
learning are programs of behavior, involving sequences of action, and so
are not properly represented by a field, which, like a map, describes
positions in space rather than in time.
For
mankind, the group soul is still a factor, but it becomes something to
overcome. Bodies are "government issue." The group soul, which
animates the body, is an inheritance from the animal kingdom. Our task
or challenge is to learn to think for ourselves, and that requires
individuation or ego, what Georg Hegel called "alienation." This means
that each person "grows his own," an individual soul that not only
survives the body, for the same reason the animal soul survives, but
causes and prescribes the next life. What is not resolved in one
lifetime continues to motivate the next.
But
soul and ego are vehicles: the ego temporary, the soul enduring; ego,
the container, soul, the content. That content is distilled into
spirit, which is the true focus of human evolution.
The
principal reason for my conviction of the reality of the soul and its
persistence through time, its immortality, is that the theory of process
requires that in any process there must be something that, like
mass-energy in physics, is conserved. The word "substance" has been so
tortured by the inquisition of the philosophers (Rene Descartes, Baruch
Spinoza, Gottfried von Leibnitz, and others) that it says whatever they
want it to say. Nevertheless I find it difficult to find another word.
But permit me to make a brief reference to my theory of process. That
model describes any process as taking place on four levels through which
it descends, then turns and ascends to its goal. There are thus seven
stages, beginning with purpose and ending with goal. The intermediate
stages of this process provide the means necessary to the achievement of
this goal. While a five- or even three-stage model might suffice for
simplified processes such as elementary communication, the argument for
seven stages is put forward in The Reflexive Universe.
As
indicated in Figure 1, the worldly physical objects we can see, touch,
hear, and smell, found at Level IV, result from giving form (Level III)
to substance (Level II) according to a purpose (Level I). There are a
great many exemplifications of this scheme, one of the most fundamental
being the kingdoms of nature: light, particles, atoms, molecules,
plants, animals and mankind.
Figure 1
Important
in the present context is that there is a certain symmetry to the arc.
The first and seventh stages are on Level I, but the first is goal as
potential, and the seventh, goal achieved. The second and sixth stages
share substance or value, the second enslaved by attraction, and the
sixth able to employ it. For example, the electron, at the second
stage, is forced to move by charge, whereas the animal, at the sixth,
makes use of attraction, such as in mating rituals. The third stage is
constrained by form, deprived of freedom in exchange for identity; the
fifth uses form to organize and to reproduce identity, i.e., progeny.
The
soul is Level II. It is liquid in the sense of liquid assets, like
money or energy, not coins or bills but value, something real but not a
material object. It is also motivation, that which stimulates and
drives us over and above necessity. That drive is compulsive at the
second stage, and its compulsiveness is overcome at the sixth.
Let
us pause for a moment to get our bearings. What am I talking about?
The four levels are categories or logical types. When Russell said that
the class of elephants was not an elephant, he inaugurated the notion
of logical types. Gregory Bateson said that the price of eggs not an
object, and made an important contribution by pointing out instances of
confusion caused by failure to distinguish logical types; but he
rejected my suggestions of additional logical types. Willard Quine's
response to me was that there were arbitrarily many logical types.
Russell, by 1938, had lost interest in logical types, and so far as I
know, that idea has not been pursued or further developed since he
distinguished between a class and its members.
The
four levels are an extension of the notion of logical types. Level IV
covers objects in the actual world: elephants, chairs, etc. Level III
consists of concepts: the class or concept of "elephants" or "chairs."
Level
II is the value and need for something, for elephants or chairs. It is
what motivates us with regard to a thing, but it also covers what
motivates the thing itself, as well as the material, the substance of
which the thing is made. If that correlation is difficult (and Level
II, being nonconceptual, is difficult to grasp), note that
ordinary language uses the word "matter" to indicate substance as well
as value: "such and such does not matter."
Level
I is the purpose of an object, or the purpose we use it for. We could
use a chair to stand on; the lion trainer uses it to keep the lion from
attacking him. Because purpose is a free option, it cannot be defined
or conceptualized. But therein lies its power: the value (Level II) of
something is established by the purpose (Level I) for which it is used.
Quine
said that there were arbitrarily many logical types. He may have based
that on the fact that elephants belong to a larger class of mammals,
and mammals to a still larger class of vertebrates. But these larger
classes are not different logical types; they are still classification.
The
contribution of the four levels to the question of the soul is that
they enable us to get past the limits of conceptualization. We can
admit the existence, or rather the importance, of aspects of reality
that are not known through sense data or capable of definition. In
fact, Levels I and II are both preconceptual, and both are nonobjective,
that is, neither objects of sense experience (as in Level IV) nor
concepts (as in Level III).
I
have already given the value of money as an example of Level II. We
can draw from science a number of its most fundamental notions, such as
force, charge, and energy, and show how those too share this projective,
nonconceptual nature.
Survival
One
of the most fundamental principles of materialist science is the
principle of conservation of mass-energy. The conservation of mass and
the conservation of energy were initially two principles. They became
one when it was recognized that mass and energy are interchangeable.
Now I usually use the conservation of mass-energy to support the immortality of the soul. Thus Level II is substance, which is formed by Level III to make objects,
Level IV. Such objects, including our physical bodies and all things
constructed by man -- buildings, machines, etc. -- as well as plants and
animals, can be destroyed, can die. Human cells have not only a
built-in lifetime, but a predetermined limit to the number of times they
can reproduce; thus a new organism will not continue to reproduce
longer than its parent.
So
if everything that can be constructed can be destroyed or destructured,
how can the soul be immortal? The answer is that it is not
constructed. Structure arises at Level III. The soul is simple
substance, energy if you like, and if energy is conserved, so is the
soul.
If
we liken energy to the substance of the soul, we could liken mass to
its troubles, its traumas, condensations of the otherwise free energy of
the psyche. This would imply that memory is analogous to mass.
Pursuing that tack we would see memory as the investment of free energy
in what we would call the furniture of the self. Its sex, its identity,
its position in the social structure (profession, avocation, and
political, religious, and other affiliations) can be seen as concrete
impediments, acquisitions necessary for living in the world but, in the
last analysis, frozen or trapped energy that can become so burdensome
that the soul gets stuck in matter, or in patterns of behavior or role
playing, and can progress further only by dissolving its embodiments and
regaining its freedom.
But
the question still remains: How can the soul grow under the principle
of conservation of mass-energy? We must remember that the soul is a
means, and the question is not so much that of its own growth as it is
of its alignment with, and suffusion by, spirit. It was the hunger of
soul that initiated manifestation, eating the fruit of the tree, and
when that hunger is appeased, the monad can move on toward its goal.
We
cannot expect to resolve or even describe this advanced state from our
present perspective. However, we can make use of evidence available
from the stages of process. What I have not mentioned here, but did
develop in The Reflexive Universe, is that each of the seven
stages of process has substages that partake of the same nature as the
stages. An interesting finding in this context is that all seventh
substages depend on the next stage. Thus, at the seventh substage of
the atomic kingdom, the disintegration rate of radioactive atoms can be
controlled by molar concentration; seventh-substage molecules, DNA and
virus, depend on cells for their replication; seventh-substage flowering
plants depend on insects.
Extrapolating
from this, we can anticipate that human evolution, beyond the purely
animal necessity of survival, is dependent on, and interrelated with,
what is beyond mankind: superbeings or gods. And it is pertinent here
that a belief in powers of a higher order, in gods or in a god, has
characterized almost all peoples and cultures. The possible exception
is modern Western culture, where the belief in science has tended to
supplant the belief in gods.
As
we are dealing with first principles, it is important to note that the
difficulty involved is due not just to the intrusion of religion into
science, but to the inversion of cause and effect. Our whole learning
experience in the world is that a cause precedes the effect, and science
is based on that self-evident axiom. So in these examples of a
dependency on the next kingdom, something not yet there, we are going
against what is reasonable or natural.
This
comes to the fore in the case of human evolution. The concept of
survival of the fittest, while deficient in that it does not explain
how jumps to higher orders of evolution can occur, makes sense insofar
as survival puts a premium on some forms versus others. With individual
human evolution, the goal of survival is not sufficient. There has to
be some transfinite dedication, some dedication to goals beyond the
limit of a lifetime.
It
might be said that there is already some evidence of this in animals in
their care of their young, but that could be accounted for by instinct.
The evolution of individual persons, which as we have pointed out is
necessarily self-initiated, cannot be accounted for by instinct nor by
DNA. It is learning to think for oneself that is essential to human
evolution.
In
this matter we should be on the lookout for clues from whatever source,
and despite the fact that theosophists are currently in poor repute, I
would like to mention that it was one of their claims that pet animals,
by devotion to their masters, often are making the first step toward
their evolution as persons. Devotion is above and beyond the
requirements of necessity, and it paves the way for a different kind of
evolution from that of the animal principle.
Whether
that is true or not, it leads in the right direction, in that the
emphasis is on emotion and motivation, Level II principles, which are
not dealt with by science because its policy confines it to the
objective, physical world of measurement and relationship structure. We
are in fact dealing with things larger than ourselves, while science
can deal only with what it can control.
This
takes us back to my finding, described in the first part of this
article, that intention is of major importance in the practice of
healing, dowsing, and other psychic phenomena. I do not know whether
there are other unrecognized types of energy, but in any case such
energies, as well as those recognized by science, are directed and
controlled by intention.
Intention has its correlates in the measure formulae of physics in action, the product of energy times time. It is the essence of selfhood, the elan vital
of Henri Bergson. It is not a different kind of energy; it is the
principle that directs energy. In reference to its formulation as
energy times time, one may think of the time component as timing¸
equivalent to direction. In other words, a cycle can be thought of as
taking place in time or space; timing is the phase or direction in that
cycle.
We
can now go a step further and correlate intention to spirit. Soul is
the first precipitation of this spirit or essence into temporal being,
into the world of becoming. Like Eve, it is the mother of all living,
the matter or substance that can take on forms and produce the world of
physical molecules that makes life possible.
The
means, substance (soul), and the formed embodiments of substance, are
thus first made available and then used by spirit to achieve knowledge
of itself, not only through gaining competence in organizing matter, but
through the transformation of meaning into the more imperishable values
of the soul: the true, the good, and the beautiful.
Reprinted from the Journal of Near Death Studies, #41 Summer 1988
(c)1988 Human Sciences Press
©1998 Anodos Foundation
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